Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Details
Author |
【Author】 Daisuke Oda Tsuyoshi Shirakawa Kazuo Yoshida Takanori Shinohara Masaki Yukawa Hiroshi Shirane Kazuhisa Kita Tomonori Ogawa Mizuho Yoshida Yoshiko Yamakawa Go Chihara Yuta Mizobata Mana Watanabe |
---|---|
Related Practice Areas | Regulatory/Regulated Transactions Financial Regulation Insurance Payment Services/Electronic Money Consumer Law Insurtech |
Language | Japanese |
Date of Publication | March 23, 2020 |
Link |
Banking Education Co.Ltd. |
Regulatory/Regulated Transactions:Publications
- Article
- "International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"
- Magazine Article
- "Agreements and Covenants Between Companies and Shareholders: Practical Notes Regarding Revisions to the Mandatory Disclosure of 'Material Agreements'"
- Magazine Article
- "Legal Issues Regarding DAO"
- Magazine Article
- "Cross-Sector Cybersecurity Laws (Vol. 4): Cybersecurity x Disclosure - Information Disclosure Related to Cybersecurity Focusing on the Financial Instruments and Exchange Act"
- Magazine Article
- "Acquisition and Disposal of REIT Units by Sponsors of Listed Investment Corporations"
Financial Regulation:Publications
- Article
- "International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"
- Magazine Article
- "Scope of Damage that has a Reasonable Causal Relationship with False Statements, Etc."
- Magazine Article
- "Agreements and Covenants Between Companies and Shareholders: Practical Notes Regarding Revisions to the Mandatory Disclosure of 'Material Agreements'"
- Magazine Article
- "Legal Issues Regarding DAO"
- Article
- "Japan Business Expansion by Non-Japanese Asset Managers"
Insurance:Publications
- Article
- "International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"
- Article
- "Chambers Global Practice Guide Insurance & Reinsurance 2024 - Trends and Developments"
- Article
- "Chambers Global Practice Guide Insurance Litigation 2023 - Trends and Developments"
- Article
- "International Comparative Legal Guide to: Insurance & Reinsurance 2023 - Japan Chapter"
- Book
- "Commentary: Insurance Business Act [2nd ed.]"
Payment Services/Electronic Money:Publications
- Magazine Article
- "Legal Issues Regarding DAO"
- Magazine Article
- "Regulatory Trends Concerning Stable Coins in the US, UK, Europe, and Singapore"
- Magazine Article
- "Legal Issues Concerning NFT"
- Book
- "Cryptoassets Law (2nd ed.)"
- Magazine Article
- "Global Legal Insights - Fintech 2023 - Vietnam Chapter"
Consumer Law:Publications
- Magazine Article
- "Legal Issues Regarding DAO"
- Article
- "International Comparative Legal Guide to: Class and Group Actions Laws and Regulations Japan 2024"
- Magazine Article
- "Legal Issues Concerning NFT"
- Book
- "Introduction to Generative AI Law"
- Book Article
- "Fundamentals of Legal Practice Regarding Blockchains and Latest Trends - From Regulations on Crypto-Assets to NFT"
Insurtech:Publications
- Magazine Article
- "The Financial Technology Law Review Sixth Edition - Japan Chapter"
- Magazine Article
- "The Financial Technology Law Review Fifth Edition - Japan Chapter"
- Book
- "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
- Magazine Article
- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
- Magazine Article
- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Shuya Nomura:Publications
- Book
- "Legal Issues and Corporate Governance on Sustainability"
- Magazine Panel Discussion
- "Round-Table Talk Commemorating the 25th Anniversary of Foundation: Corporate Legal Practice in an Era of Change - Summary and Grand Design (1)"
- Magazine Panel Discussion
- "Compliance in an Era of Change"
- Magazine Article
- "Decision of the First Petty Bench of the Supreme Court (July 9, 2009) on Internal Control Systems"
- Magazine Article
- "Material for the Japan Association of Private Law Symposium: Reconsidering Regulations for "Organizational Structural Design" I. Organizational Structural Design - Overview of Current Laws and Raising Issues"
Daisuke Oda:Publications
- Article
- "In Depth: Anti-Money Laundering"
- Magazine Article
- "Future Principles-Based and Rules-Based Policies Based on the JFSA Strategic Priorities"
- Magazine Article
- "Reviewing and Handling Legal Issues When Using Cloud Services – Focusing on Issues under the Act on the Protection of Personal Information"
- Book
- "Compliance for Bank Clerks [Expanded 13th ed.]"
- Book
- "Compliance for Managers [Expanded 14th ed.]"
Tsuyoshi Shirakawa:Publications
- Book
- "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
- Magazine Article
- ""Common KPIs" and Customer-Centered Sales Activities of Investment Trusts"
- Book
- "Financial Transaction Rule Book for Compliance"
- Book
- "Legal Practice for Investment Trusts and Investment Corporations"
- "Provision-by-Provision Explanation of the Financial Instruments and Exchange Act Vol. 2"
Kazuo Yoshida:Publications
- Article
- "International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"
- Article
- "Chambers Global Practice Guide Insurance & Reinsurance 2024 - Trends and Developments"
- Article
- "Chambers Global Practice Guide Insurance Litigation 2023 - Trends and Developments"
- Article
- "International Comparative Legal Guide to: Insurance & Reinsurance 2023 - Japan Chapter"
- Book
- "Commentary: Insurance Business Act [2nd ed.]"
Takanori Shinohara:Publications
- Book
- "Introduction to Generative AI Law"
- Book
- "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
- Book
- "Practical Guidance on Financial Service Intermediary Business"
- Book Article
- "Key Practical Issues of Reforms to the Civil Code (Law of Obligations)"
- Book
- "Q&A on Practical Use of Guidelines for Manager's Guarantees: How to Proceed with Financing Without Relying on Collateral or Guarantees"
Masaki Yukawa:Publications
- Article
- "International Comparative Legal Guide to: Data Protection 2023 - Japan Chapter"
- Article
- "International Comparative Legal Guide to: Aviation Finance & Leasing 2023 - Japan chapter"
- Magazine Article
- "(Editorial) Banks' Investment in and Operation of Business Succession Funds"
- Book
- ”Comprehensive Analysis of M&A Laws of Japan, 2nd edition”
- Article
- "International Comparative Legal Guide to: Cybersecurity 2023 - Japan Chapter"
Hiroshi Shirane:Publications
- Article
- "In Depth: Anti-Money Laundering"
- Book
- "Cryptoassets Law (2nd ed.)"
- Magazine Article
- "Anti-Money Laundering Measures by Investment Fund Business Operators"
- Book
- "Compliance for Bank Clerks [Expanded 13th ed.]"
- Book
- "Compliance for Managers [Expanded 14th ed.]"
Kazuhisa Kita:Publications
- Magazine Article
- "Annual Summary of Labor-Related Court Decisions and Orders (2023 Edition)"
- Book Article
- "Initial Responses to Fraud and Misconduct by Category"
- Book
- "Annual Summary of Labor-Related Court Decisions and Orders (2022 Edition)"
- Book
- "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
- Magazine Article
- "Lecture on Legal Basics for the Practice of Law (81): Foreign Workers"
Tomonori Ogawa:Publications
- Article
- "International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"
- Article
- "Chambers Global Practice Guide Insurance & Reinsurance 2024 - Trends and Developments"
- Article
- "Chambers Global Practice Guide Insurance Litigation 2023 - Trends and Developments"
- Article
- "Insurance solicitation using web conferencing systems"
- Magazine Article
- "The Pertinence of Insurance Business to Diversifying Insurance Services (Part 2) - Interpretations that May Change with the Development of IT Business"
Mizuho Yoshida:Publications
- Magazine Article
- "Scope of Damage that has a Reasonable Causal Relationship with False Statements, Etc."
- Magazine Article
- "Legal Issues in Recent Securities Litigation (1): Significance of False Statements in Important Matters"
- Book
- "Q&A: Digital Health and Law [2nd ed.]"
- Book Other
- "Practical Guide to the Corporate Governance Code (4th ed.)"
- Book Article
- "Revision of the Companies Act of 2019 - Process and Key Points"
Yoshiko Yamakawa:Publications
- Magazine Article
- "Swiss Individual Taxation and Tax Issues when Relocating to Switzerland"
- Book Article
- "Legal and Tax Affairs in Business Successions and M&As for Family Businesses – Second edition"
- Book Article
- "M&A Strategies from both a Tax and Legal Perspective - Third edition"
- Book Article
- "A New Frontier for Trust Solutions and Law - For Smooth M&A and Business Succession"
- Book
- "Considering Legal and Tax Strategy for Business Succession-Type M&As From Owners' Perspectives"
Go Chihara:Publications
- Book
- "Guide to Current Thai Business Laws - Third edition"
- Book
- "M&A Rules in Emerging Asian Countries - Fourth edition"
- Book Article
- "Initial Responses to Fraud and Misconduct by Category"
- Book
- "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
- Book Other
- "Practical Guide to the Corporate Governance Code (4th ed.)"
Mana Watanabe:Publications
- Book
- "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
- Book
- "Practical Guidance on Financial Service Intermediary Business"
- Magazine Article
- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
- Magazine Article
- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
- Magazine Article
- "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"