| Mori Hamada & Matsumoto has strong expertise in handling regulatory matters related to all types of financing transactions. In particular, the firm offers advice on establishment of financial institutions such as banks, securities firms, investment advisory companies and investment trust management companies and obtaining necessary licenses. The firm also offers advice on the establishment of Japanese branches by foreign financial institutions, such as securities firms and banks. The firm frequently advises on the regulatory aspectes of the sale and solicitation of financial products and issues of unfair trading. The firm's regulatory practice also includes advice on compliance matters including internal control systems and preparation for examinations by regulatory authorities.
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