Book
"Financial Transaction Rule Book for Compliance"

Details

Regulatory/Regulated Transactions:Publications

Magazine Panel Discussion
"Round-Table Talk: A New Era for Legal Risk Management (Part 12; Final): Changes in Duties in Digital Society and Legal Risk Management"
Magazine Panel Discussion
"New Year Round-Table Talk: Agile Governance - Role of Companies Performing Agile Governance, From the Perspective of Economic Security, Rule Making, Sanctions on Companies, Consensus Building, Etc."
Magazine Panel Discussion
"New Year Round-Table Talk: Agile Governance - Interview with Minister Audrey Tang "Agile Governance and Social Innovation""
Article
"Introduction to Economic Security for the Financial Industry and IT Vendors"
Article
「The Space Law Review 3rd Edition – Japan Chapter」

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Financial Regulation:Publications

Magazine Article
"Corporate Legal Affairs: The 2021 Amendments to the Banking Act"
Book Article
"Legal Affairs for Platform Businesses [2nd ed.]"
Magazine Article
"Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
Book
"Textbook for NFT: From Business, Blockchain, and Law to Accounting - The Future of NFT, When Digital Data Become Assets"
Magazine Article
"Leading Financial Legal Practice: Consideration of Suitability in Relation to Foreign Currency Denominated Insurance - Focusing on Tokyo District Court Decision Dated November 6, 2020"

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Corporate Governance:Publications

Book Article
”New Types of Business Report and Financial Statement (Completely Updated 2nd Edition): Based on the Nippon Keidanren's Sample Forms”
Magazine Article
"Initial Responses to Fraud and Misconduct by Category (Part 2): Kickbacks"
Magazine Panel Discussion
"Round-Table Talk: The Present, Past, and Future of Shareholders Meetings - Things to Change or Keep in Future Shareholders Meetings - Part 1: Looking back at Shareholders Meetings in 2020 and 2021 (Vol. 1)"
Magazine Panel Discussion
"Round-Table Talk: A New Era for Legal Risk Management (Part 12; Final): Changes in Duties in Digital Society and Legal Risk Management"
Magazine Panel Discussion
"New Year Round-Table Talk: Agile Governance - Role of Companies Performing Agile Governance, From the Perspective of Economic Security, Rule Making, Sanctions on Companies, Consensus Building, Etc."

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Corporate Governance - General:Publications

Book Article
”New Types of Business Report and Financial Statement (Completely Updated 2nd Edition): Based on the Nippon Keidanren's Sample Forms”
Magazine Article
"Initial Responses to Fraud and Misconduct by Category (Part 2): Kickbacks"
Magazine Article
"Corporate Legal Affairs Frontier: Explanation of Guidelines Based on the Whistleblower Protection Act (Cabinet Notification No. 118 of 2021) (Publicly Notified October 2021)"
Magazine Article
"Initial Responses to Fraud and Misconduct by Category (Part 1) Leakage of Personal Data"
Magazine Article
"Analysis of Examples of Corporate Governance Reports that Comply with the Corporate Governance Code (2021 Edition)"

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Shuya Nomura:Publications

Magazine Article
"Decision of the First Petty Bench of the Supreme Court (July 9, 2009) on Internal Control Systems"
Magazine Article
"Material for the Japan Association of Private Law Symposium: Reconsidering Regulations for "Organizational Structural Design" I. Organizational Structural Design - Overview of Current Laws and Raising Issues"
Magazine Article
"Possibility of Becoming a Catalyst for Corporate Reorganization"
Book Article
"Revision of the Companies Act of 2019 - Process and Key Points"
Magazine Article
"Governance for Universities from the Perspective of the Companies Act"

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Daisuke Oda:Publications

Magazine Article
"Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
Magazine Article
"Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 3): Restriction on Activities and System Development - (1) Obligation to Execute Businesses in a Fair and Sincere Manner and Obligation to Provide Information"

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Tsuyoshi Shirakawa:Publications

Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Magazine Article
""Common KPIs" and Customer-Centered Sales Activities of Investment Trusts"
Book
"Legal Practice for Investment Trusts and Investment Corporations"
"Provision-by-Provision Explanation of the Financial Instruments and Exchange Act Vol. 2"
Book
"Provision-by-Provision Explanation: Revisions to the Financial Instruments and Exchange Act (2012)"

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Kazuo Yoshida:Publications

Magazine Article
"Leading Financial Legal Practice: Consideration of Suitability in Relation to Foreign Currency Denominated Insurance - Focusing on Tokyo District Court Decision Dated November 6, 2020"
Article
"The International Comparative Legal Guide to: Insurance & Reinsurance 2021 - Japan Chapter"
Article
"Chambers Global Practice Guides Insurance & Reinsurance 2021 - Japan Trends and Developments"
Article
"Insurance solicitation using web conferencing systems"
Magazine Article
"Legal Issues Concerning Genome and Genetic Businesses - Covering Areas of Genomic Medicine, Genetic Testing, and Genome Editing"

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Masaki Yukawa:Publications

Article
"The International Comparative Legal Guide to: Cybersecurity 2022 - Japan Chapter"
Article
"The International Comparative Legal Guide to: Data Protection 2021 - Japan chapter"
Article
"Chambers Global Practice Guides TMT 2021 - Japan Chapter"
Article
"The International Comparative Legal Guide to: Cybersecurity 2021 - Japan Chapter"
Article
"The International Comparative Legal Guide to: Data Protection 2020 - Japan Chapter"

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Hiroshi Shirane:Publications

Magazine Article
"Corporate Legal Affairs: The 2021 Amendments to the Banking Act"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Other
"An Easy-to-Understand Special Practical Course on Anti-Money Laundering"
"Public Notice of Revision to the Capital Requirements Framework for Securitization Products"
Book Other
"Compliance for Managers [Expanded 10th ed.]"

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Sho Ebashi:Publications

Book
"Legal Practice for Investment Trusts and Investment Corporations"
Magazine Article
"LEGAL HEADLINES"

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Tomonori Ogawa:Publications

Article
"Insurance solicitation using web conferencing systems"
Magazine Article
"The Pertinence of Insurance Business to Diversifying Insurance Services (Part 2) - Interpretations that May Change with the Development of IT Business"
Magazine Article
"The Pertinence of Insurance Business to Diversifying Insurance Services (Part 1) - Whether the Rise of InsurTech Falls Under the Category of Insurance Business"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Book Other
"Corporate Venture Capital (CVC) - New Management Strategies to Succeed in Global Business"

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Mizuho Yoshida:Publications

Book Other
"Practical Guide to the Corporate Governance Code (4th ed.)"
Book Article
"Revision of the Companies Act of 2019 - Process and Key Points"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Magazine Article
"Regulations for Nomination and Remuneration in a Company with Committees, Including an Audit Committee, Based on TOPIX 500 Companies - Focusing on Status of Exercise of Right to State Opinions Regarding Nomination and Remuneration"
Book Article
"Practical Guide to the Corporate Governance Code (3rd ed.)"

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Takahiro Iijima:Publications

Article
"The Venture Capital Law Review 1st Edition - Japan Chapter"
Article
"The Financial Technology Law Review Fourth Edition - Japan Chapter"
Article
"Overview and Practical Q&A on 'Convertible Securities' Including Convertible Equity"
Magazine Article
"Accumulation of Shares in Preparation for Squeeze-Out"
Book Article
"Legal and Tax Services for Wealth Management"

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Yoshiko Yamakawa:Publications

Book
"Considering Legal and Tax Strategy for Business Succession-Type M&As From Owners' Perspectives"
Magazine Article
"Business Succession in Special Industries (Part 10): Business Succession in the Brewing Industry"
Book Article
"Compliance for Managers [Expanded 12th ed.]"
Book Article
"Compliance for Bank Clerks [Expanded 11th ed.]"
Magazine Article
"Duties and Responsibilities of Directors that Small and Medium-Sized Company Owners Should Know"

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Yusuke Iwasawa:Publications

Book Article
"M&A Legislation in Emerging Asian Countries - Third edition"
Book
"Guide to Current Thai Business Laws - Second edition"
Book Other
"A Collection of Regulations in the Age of "Working-Style Reform""
Book Other
"Series on Practical Issues of Corporate Litigation: Overwork and Harassment Litigation"
Book Article
"Lawyers' Guide to the Most Comprehensible Collection of Court Decisions on Labour"

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Go Chihara:Publications

Book Other
"Practical Guide to the Corporate Governance Code (4th ed.)"
Magazine Article
"Corporate Legal Affairs – Three Points for Understanding Amendments to the Whistleblower Protection Act"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Book Article
"Practical Formats for Crisis Management Cases"
Magazine Article
"Corporate Legal Affairs - Explanation of Sports Organizations Governance Codes and the Difference From Corporate Governance Codes"

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Yuta Mizobata:Publications

Article
"Impact of Financial Service Intermediary Act on insurers"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Other
"An Easy-to-Understand Special Practical Course on Anti-Money Laundering"
Book Article
"Analysis of Examples of Corporate Governance Reports that Comply with the Corporate Governance Code (2017 Edition) "
Magazine Article
"TOPIX 500 Companies: Trends in Compliance/Explanation of Non-Compliance with the Corporate Governance Code and Examples of Matters Disclosed"

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