Book
"Financial Transaction Rule Book for Compliance"

Details

Author
Related Practice Areas Regulatory/Regulated Transactions Financial Regulation Corporate Governance Corporate Governance - General
Language Japanese
Date of Publication March 5, 2018
Link Banking Education Co.Ltd.

Regulatory/Regulated Transactions:Publications

Magazine Panel Discussion
"Japan's new economic security law's implications for financial businesses"
Magazine Article
"Corporate Legal Affairs: The 2022 Amendments to the Payment Services Act"
Magazine Article
"Corporate Legal Affairs Frontier: What are NFTs (Non-Fungible Tokens) ?"
Magazine Article
"Economic Security for Corporate Legal Affairs (Part 7): 11 Key Fields for Understanding Economic Security - ICTS/Cyber Security"
Magazine Article
"Special Feature: Trends in Economic Security (Part 3) - Overview of the Bill to Promote National Security by Taking Economic Measures in an Integrated Manner (Economic Security Bill) and Effects on Corporate Practice"

View All

Financial Regulation:Publications

Magazine Article
"Corporate Legal Affairs: The 2022 Amendments to the Payment Services Act"
Magazine Article
"Corporate Legal Affairs Frontier: What are NFTs (Non-Fungible Tokens) ?"
Magazine Article
"The Financial Technology Law Review Fifth Edition - Japan Chapter"
Magazine Article
"Legal Issues Regarding NFTs (Non-Fungible Tokens)"
Magazine Article
"NFT Laws (Basic) - Expanding to Art, Sports, and Other Fields"

View All

Corporate Governance:Publications

Magazine Article
"Q&A: Practical Responses to the System for Electronic Provision of Materials for Shareholders Meetings (1)"
Article
"Global Legal Insights - Mergers & Acquisitions 2022 - Japan Chapter"
Article
"Potential for Listed Companies to Be Incorporated as Benefit Corporations (Part 1) (Part 2)"
Magazine Article
"Initial Responses to Fraud and Misconduct by Category (Final): Crimes by Corporate Executives in their Private Lives"
Book
"Practical Issues of the Corporation Act New Series 7: How to Draft Company Minutes of Shareholders' Meetings, Board Meetings, Auditors' Meetings and Committees' Meetings(3rd ed.)"

View All

Corporate Governance - General:Publications

Article
"Potential for Listed Companies to Be Incorporated as Benefit Corporations (Part 1) (Part 2)"
Magazine Article
"Initial Responses to Fraud and Misconduct by Category (Final): Crimes by Corporate Executives in their Private Lives"
Magazine Article
"Initial Responses to Fraud and Misconduct by Category (Part 5): Environmental Pollution"
Magazine Panel Discussion
"Seminar on the New and Amended Companies Act: Examination of the 2014 and 2019 Amendments to the Companies Act - Demands for Share Cash-Outs, etc. (2)"
Magazine Article
"Measures for Responding to the Amendment to the Whistleblower Protection Act to be Enforced on June 1, 2022 - Final Check Based on the Guidelines Published by the Consumer Affairs Agency and Explanation thereof"

View All

Shuya Nomura:Publications

Magazine Panel Discussion
"Compliance in an Era of Change"
Magazine Article
"Decision of the First Petty Bench of the Supreme Court (July 9, 2009) on Internal Control Systems"
Magazine Article
"Material for the Japan Association of Private Law Symposium: Reconsidering Regulations for "Organizational Structural Design" I. Organizational Structural Design - Overview of Current Laws and Raising Issues"
Magazine Article
"Possibility of Becoming a Catalyst for Corporate Reorganization"
Book Article
"Revision of the Companies Act of 2019 - Process and Key Points"

View All

Daisuke Oda:Publications

Book
"The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book
"Compliance for Managers [Expanded 13th ed.]"
Book
"Compliance for Bank Clerks [Expanded 12th ed.]"
Book
"Practical Guidance on Financial Service Intermediary Business"
Magazine Article
"Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"

View All

Tsuyoshi Shirakawa:Publications

Book
"The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Magazine Article
""Common KPIs" and Customer-Centered Sales Activities of Investment Trusts"
Book
"Legal Practice for Investment Trusts and Investment Corporations"
"Provision-by-Provision Explanation of the Financial Instruments and Exchange Act Vol. 2"

View All

Kazuo Yoshida:Publications

Book
"Q&A: Digital Health and Law [2nd ed.]"
Book
"The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Article
"The International Comparative Legal Guide to: Insurance & Reinsurance 2022 - Japan Chapter"
Book
"6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Article
"Chambers Global Practice Guides Insurance & Reinsurance 2022 - Japan Trends and Developments"

View All

Takanori Shinohara:Publications

Book
"The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book
"Practical Guidance on Financial Service Intermediary Business"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Book Article
"Key Practical Issues of Reforms to the Civil Code (Law of Obligations)"
Book
"Q&A on Practical Use of Guidelines for Manager's Guarantees: How to Proceed with Financing Without Relying on Collateral or Guarantees"

View All

Masaki Yukawa:Publications

Book
"The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Article
"Getting the Deal Through - Financial Services M&A 2022 - Japan Chapter"
Article
"Chambers Global Practice Guides TMT 2022 - Japan Chapter"
Book
"6000 Legal Measures for Financial Institutions Vol. I - Definition and Compliance of Financial Institutions"
Article
"The Consumer Finance Law Review 6th edition - Japan Chapter"

View All

Hiroshi Shirane:Publications

Magazine Article
"Initial Responses to Fraud and Misconduct by Category (Part 4): Transactions with Anti-Social Forces"
Book
"The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book
"Compliance for Managers [Expanded 13th ed.]"
Book
"Compliance for Bank Clerks [Expanded 12th ed.]"
Magazine Article
"Corporate Legal Affairs: The 2021 Amendments to the Banking Act"

View All

Tomonori Ogawa:Publications

Magazine Article
"Special Feature 1. Navigating Compliance - Probing Responses to Regulations: Understanding Data Compliance Based on the Act on the Protection of Personal Information​​​​"
Article
"Insurance solicitation using web conferencing systems"
Magazine Article
"The Pertinence of Insurance Business to Diversifying Insurance Services (Part 2) - Interpretations that May Change with the Development of IT Business"
Magazine Article
"The Pertinence of Insurance Business to Diversifying Insurance Services (Part 1) - Whether the Rise of InsurTech Falls Under the Category of Insurance Business"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"

View All

Mizuho Yoshida:Publications

Book
"Q&A: Digital Health and Law [2nd ed.]"
Book Other
"Practical Guide to the Corporate Governance Code (4th ed.)"
Book Article
"Revision of the Companies Act of 2019 - Process and Key Points"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Magazine Article
"Regulations for Nomination and Remuneration in a Company with Committees, Including an Audit Committee, Based on TOPIX 500 Companies - Focusing on Status of Exercise of Right to State Opinions Regarding Nomination and Remuneration"

View All

Takahiro Iijima:Publications

Book
"Voluntary Nominating Committees and Remuneration Committees in Practice"
Magazine Article
"The Financial Technology Law Review Fifth Edition - Japan Chapter"
Book
"The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Article
"The Venture Capital Law Review 1st Edition - Japan Chapter"
Article
"The Financial Technology Law Review Fourth Edition - Japan Chapter"

View All

Yoshiko Yamakawa:Publications

Book Article
"M&A Strategies from both a Tax and Legal Perspective - Third edition"
Book Article
"A New Frontier for Trust Solutions and Law - For Smooth M&A and Business Succession"
Book
"Considering Legal and Tax Strategy for Business Succession-Type M&As From Owners' Perspectives"
Magazine Article
"Business Succession in Special Industries (Part 10): Business Succession in the Brewing Industry"
Book Article
"Compliance for Managers [Expanded 12th ed.]"

View All

Yusuke Iwasawa:Publications

Book Article
"M&A Legislation in Emerging Asian Countries - Third edition"
Book
"Guide to Current Thai Business Laws - Second edition"
Book Other
"A Collection of Regulations in the Age of "Working-Style Reform""
Book Other
"Series on Practical Issues of Corporate Litigation: Overwork and Harassment Litigation"
Book Article
"Lawyers' Guide to the Most Comprehensible Collection of Court Decisions on Labour"

View All

Go Chihara:Publications

Book
"The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book Other
"Practical Guide to the Corporate Governance Code (4th ed.)"
Magazine Article
"Corporate Legal Affairs – Three Points for Understanding Amendments to the Whistleblower Protection Act"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Book Article
"Practical Formats for Crisis Management Cases"

View All