Book
"Practical Guidance on Financial Service Intermediary Business"
Details
Author |
【Co-Author】 Takanori Shinohara Shun Watanabe Hirotada Kobayashi Mana Watanabe Yuta Miyamoto |
---|---|
Related Practice Areas | Regulatory/Regulated Transactions Financial Regulation Fintech Financial Services Intermediation |
Language | Japanese |
Date of Publication | March 30, 2022 |
Note |
Price:¥3,850(tax included) Number of pages:300 ISBN:9784785729455 |
Link |
Shojihomu Co., Ltd. |
Regulatory/Regulated Transactions:Publications
- Article
- "International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"
- Magazine Article
- "Agreements and Covenants Between Companies and Shareholders: Practical Notes Regarding Revisions to the Mandatory Disclosure of 'Material Agreements'"
- Magazine Article
- "Legal Issues Regarding DAO"
- Magazine Article
- "Cross-Sector Cybersecurity Laws (Vol. 4): Cybersecurity x Disclosure - Information Disclosure Related to Cybersecurity Focusing on the Financial Instruments and Exchange Act"
- Magazine Article
- "Acquisition and Disposal of REIT Units by Sponsors of Listed Investment Corporations"
Financial Regulation:Publications
- Article
- "International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"
- Magazine Article
- "Scope of Damage that has a Reasonable Causal Relationship with False Statements, Etc."
- Magazine Article
- "Agreements and Covenants Between Companies and Shareholders: Practical Notes Regarding Revisions to the Mandatory Disclosure of 'Material Agreements'"
- Magazine Article
- "Legal Issues Regarding DAO"
- Article
- "Japan Business Expansion by Non-Japanese Asset Managers"
Fintech:Publications
- Magazine Article
- "Legal Issues Regarding DAO"
- Magazine Article
- "Regulatory Trends Concerning Stable Coins in the US, UK, Europe, and Singapore"
- Magazine Article
- "Legal Issues Concerning NFT"
- Magazine Article
- "Global Legal Insights - Fintech 2023 - Vietnam Chapter"
- Book Article
- "Fundamentals of Legal Practice Regarding Blockchains and Latest Trends - From Regulations on Crypto-Assets to NFT"
Financial Services Intermediation:Publications
- Magazine Article
- "Global Legal Insights - Fintech 2023 - Vietnam Chapter"
- Article
- "Global Legal Insights - Fintech 2022 - Vietnam Chapter"
- Magazine Article
- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
- Magazine Article
- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
- Magazine Article
- "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Daisuke Oda:Publications
- Article
- "In Depth: Anti-Money Laundering"
- Magazine Article
- "Future Principles-Based and Rules-Based Policies Based on the JFSA Strategic Priorities"
- Magazine Article
- "Reviewing and Handling Legal Issues When Using Cloud Services – Focusing on Issues under the Act on the Protection of Personal Information"
- Book
- "Compliance for Bank Clerks [Expanded 13th ed.]"
- Book
- "Compliance for Managers [Expanded 14th ed.]"
Takanori Shinohara:Publications
- Book
- "Introduction to Generative AI Law"
- Book
- "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
- Book
- "Financial Transaction Rule Book for Compliance [2020 version]"
- Book Article
- "Key Practical Issues of Reforms to the Civil Code (Law of Obligations)"
- Book
- "Q&A on Practical Use of Guidelines for Manager's Guarantees: How to Proceed with Financing Without Relying on Collateral or Guarantees"
Shun Watanabe:Publications
- Magazine Article
- "Reviewing and Handling Legal Issues When Using Cloud Services – Focusing on Issues under the Act on the Protection of Personal Information"
- Book Article
- "Legal and Tax Affairs in Business Successions and M&As for Family Businesses – Second edition"
- Book
- "Series on Practical Issues of Corporate Litigation: Software Litigation (2nd ed.)"
- Magazine Article
- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
- Magazine Article
- "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 2): Outline of Registration System, Requirements for Registration (Grounds for Refusal), and Registration Procedures"
Hirotada Kobayashi:Publications
- Magazine Article
- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
- Magazine Article
- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 1): Details, Scope, and Types of Financial Service Intermediary Businesses, and Relationships with Existing Intermediary Businesses, etc."
Mana Watanabe:Publications
- Book
- "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
- Magazine Article
- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
- Magazine Article
- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
- Magazine Article
- "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
- Magazine Article
- "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Yuta Miyamoto:Publications
- Magazine Article
- "2022 Amendment to the Code of Civil Procedure (Utilization of IT in Civil Procedure, Etc.)"
- Magazine Article
- "Case Studies and Practical Points to Consider to Avoid Being Subject to an Obligee's Right to Demand the Rescission of a Fraudulent Act"
- Magazine Article
- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
- Magazine Article
- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
- Book
- "Annual Summary of Labor-Related Court Decisions and Orders (2021 Edition)"