Book
"Practical Guidance on Financial Service Intermediary Business"

Details

Author
Related Practice Areas Regulatory/Regulated Transactions Financial Regulation Fintech Financial Services Intermediation
Language Japanese
Date of Publication March 30, 2022
Note Price:¥3,850(tax included)
Number of pages:300
ISBN:9784785729455
Link Shojihomu Co., Ltd.

Regulatory/Regulated Transactions:Publications

Article
"International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"
Magazine Article
"Agreements and Covenants Between Companies and Shareholders: Practical Notes Regarding Revisions to the Mandatory Disclosure of 'Material Agreements'"
Magazine Article
"Legal Issues Regarding DAO"
Magazine Article
"Cross-Sector Cybersecurity Laws (Vol. 4): Cybersecurity x Disclosure - Information Disclosure Related to Cybersecurity Focusing on the Financial Instruments and Exchange Act"
Magazine Article
"Acquisition and Disposal of REIT Units by Sponsors of Listed Investment Corporations"

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Financial Regulation:Publications

Article
"International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"
Magazine Article
"Scope of Damage that has a Reasonable Causal Relationship with False Statements, Etc."
Magazine Article
"Agreements and Covenants Between Companies and Shareholders: Practical Notes Regarding Revisions to the Mandatory Disclosure of 'Material Agreements'"
Magazine Article
"Legal Issues Regarding DAO"
Article
"Japan Business Expansion by Non-Japanese Asset Managers"

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Fintech:Publications

Magazine Article
"Legal Issues Regarding DAO"
Magazine Article
"Regulatory Trends Concerning Stable Coins in the US, UK, Europe, and Singapore"
Magazine Article
"Legal Issues Concerning NFT"
Magazine Article
"Global Legal Insights - Fintech 2023 - Vietnam Chapter"
Book Article
"Fundamentals of Legal Practice Regarding Blockchains and Latest Trends - From Regulations on Crypto-Assets to NFT"

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Financial Services Intermediation:Publications

Magazine Article
"Global Legal Insights - Fintech 2023 - Vietnam Chapter"
Article
"Global Legal Insights - Fintech 2022 - Vietnam Chapter"
Magazine Article
"Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
Magazine Article
"Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"

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Daisuke Oda:Publications

Article
"In Depth: Anti-Money Laundering"
Magazine Article
"Future Principles-Based and Rules-Based Policies Based on the JFSA Strategic Priorities"
Magazine Article
"Reviewing and Handling Legal Issues When Using Cloud Services – Focusing on Issues under the Act on the Protection of Personal Information"
Book
"Compliance for Bank Clerks [Expanded 13th ed.]"
Book
"Compliance for Managers [Expanded 14th ed.]"

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Takanori Shinohara:Publications

Book
"Introduction to Generative AI Law"
Book
"The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Book Article
"Key Practical Issues of Reforms to the Civil Code (Law of Obligations)"
Book
"Q&A on Practical Use of Guidelines for Manager's Guarantees: How to Proceed with Financing Without Relying on Collateral or Guarantees"

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Shun Watanabe:Publications

Magazine Article
"Reviewing and Handling Legal Issues When Using Cloud Services – Focusing on Issues under the Act on the Protection of Personal Information"
Book Article
"Legal and Tax Affairs in Business Successions and M&As for Family Businesses – Second edition"
Book
"Series on Practical Issues of Corporate Litigation: Software Litigation (2nd ed.)"
Magazine Article
"Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 2): Outline of Registration System, Requirements for Registration (Grounds for Refusal), and Registration Procedures"

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Hirotada Kobayashi:Publications

Magazine Article
"Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
Magazine Article
"Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 1): Details, Scope, and Types of Financial Service Intermediary Businesses, and Relationships with Existing Intermediary Businesses, etc."

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Mana Watanabe:Publications

Book
"The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Magazine Article
"Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
Magazine Article
"Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"

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Yuta Miyamoto:Publications

Magazine Article
"2022 Amendment to the Code of Civil Procedure (Utilization of IT in Civil Procedure, Etc.)"
Magazine Article
"Case Studies and Practical Points to Consider to Avoid Being Subject to an Obligee's Right to Demand the Rescission of a Fraudulent Act"
Magazine Article
"Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
Magazine Article
"Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Book
"Annual Summary of Labor-Related Court Decisions and Orders (2021 Edition)"

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