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Book
"The Rule Book of Financial Transactions for Compliance (2024 ed.)"

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Author	【Co-Author】 Daisuke Oda Tsuyoshi Shirakawa Kazuo Yoshida Masaki Yukawa Takanori Shinohara Hiroshi Shirane Kazuhisa Kita Mizuho Yoshida Ryosuke Onobori Yoshitaro Tominaga Mana Watanabe Kunimasa Fukushima Mari Sato Takanori Kido Souto Ikeda Kazuki Shoda Mayu Yarinome 【Editorial Supervisor】 Shuya Nomura
Related Practice Areas	Financial Regulation
Language	Japanese
Date of Publication	May 29, 2024
Note	Price：¥3,000(tax included) Number of pages：543 ISBN：9784765747127
Link	Banking Education Co., Ltd.

Financial Regulation：Publications

Book: "Insider Trading (Second Edition)"
Book: "New Textbook for NFT: Business Models, and Law, Accounting and Tax in the Web3 Era"
Magazine Article: "Current Status of Measures for Money Laundering, Terrorist Financing and Proliferation Finance"
Magazine Article: "[Forum for Trusts] The Act on the Promotion of Cash Flow-Based Lending - Focusing on Regulations Regarding Trusts Pertaining to Enterprise Value Charge"
Magazine Article: "Financial Regulations and Taxation of Foreign Trust-type Funds that are not Foreign Investment Trusts"

Daisuke Oda：Publications

Book: "Compliance for Bank Clerks [Expanded 14th ed.]"
Book: "Compliance for Managers [Expanded 15th ed.]"
Article: "In Depth: Anti-Money Laundering"
Magazine Article: "Future Principles-Based and Rules-Based Policies Based on the JFSA Strategic Priorities"
Magazine Article: "Reviewing and Handling Legal Issues When Using Cloud Services – Focusing on Issues under the Act on the Protection of Personal Information"

Tsuyoshi Shirakawa：Publications

Book: "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book: "Financial Transaction Rule Book for Compliance [2020 version]"
Magazine Article: ""Common KPIs" and Customer-Centered Sales Activities of Investment Trusts"
Book: "Financial Transaction Rule Book for Compliance"
Book: "Legal Practice for Investment Trusts and Investment Corporations"

Kazuo Yoshida：Publications

Book: "Regulations Regarding Genomes"
Article: "International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"
Article: "Chambers Global Practice Guide Insurance & Reinsurance 2024 - Trends and Developments"
Article: "Chambers Global Practice Guide Insurance Litigation 2023 - Trends and Developments"
Article: "International Comparative Legal Guide to: Insurance & Reinsurance 2023 - Japan Chapter"

Masaki Yukawa：Publications

Magazine Article: "Comprehensive Review of Security Incident Response by Type of Cyberattack Method: Attack Method and Response (3) Information Divulgence by Internal Wrongdoing"
Article: "International Comparative Legal Guide to: Data Protection 2024 - Japan Chapter"
Article: "International Comparative Legal Guide to: Aviation Finance & Leasing Japan 2024"
Article: "International Comparative Legal Guide to: Cybersecurity 2024 - Japan Chapter"
Article: "International Comparative Legal Guide to: Data Protection 2023 - Japan Chapter"

Takanori Shinohara：Publications

Book: "Introduction to Generative AI Law"
Book: "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book: "Practical Guidance on Financial Service Intermediary Business"
Book: "Financial Transaction Rule Book for Compliance [2020 version]"
Book Article: "Key Practical Issues of Reforms to the Civil Code (Law of Obligations)"

Hiroshi Shirane：Publications

Magazine Article: "Current Status of Measures for Money Laundering, Terrorist Financing and Proliferation Finance"
Article: "In Depth: Anti-Money Laundering"
Book: "Cryptoassets Law (2nd ed.)"
Magazine Article: "Anti-Money Laundering Measures by Investment Fund Business Operators"
Book: "Compliance for Bank Clerks [Expanded 13th ed.]"

Kazuhisa Kita：Publications

Book: "Annual Summary of Labor-Related Court Decisions and Orders (2024 Edition)"
Article: "Lawyer's Selection: Important Court Decisions on Labor - Vol. 378: Case of Shuhokai Social Welfare Corporation (Validity of Order of Redeployment to a New Department Issued Against an Employee with Problematic Work Performance)"
Book: "Annual Summary of Labor-Related Court Decisions and Orders (2023 Edition)"
Book Article: "Initial Responses to Fraud and Misconduct by Category"
Book: "Annual Summary of Labor-Related Court Decisions and Orders (2022 Edition)"

Mizuho Yoshida：Publications

Article: "The International Comparative Legal Guide to: Consumer Protection Laws and Regulations Japan 2024- Japan Chapter"
Magazine Article: "Legal Issues in Recent Securities Litigation (3): Scope of Damage that has a Reasonable Causal Relationship with False Statements, Etc."
Magazine Article: "Legal Issues in Recent Securities Litigation (1): Significance of False Statements in Important Matters"
Book: "Q&A: Digital Health and Law [2nd ed.]"
Book Other: "Practical Guide to the Corporate Governance Code (4th ed.)"

Ryosuke Onobori：Publications

Article: "Lexology Panoramic: Fund Management 2024 - Japan Chapter"
Article: "The Financial Technology Law Review Edition 7 - Japan"
Article: "Japan Business Expansion by Non-Japanese Asset Managers"
Magazine Article: "Acquisition and Disposal of REIT Units by Sponsors of Listed Investment Corporations"
Article: "In Depth: Anti-Money Laundering"

Yoshitaro Tominaga：Publications

Magazine Article: "Summary of Issues Concerning Raising Basel Eligible Capital Through SDGs Bonds"
Magazine Article: ”Summary of Revisions to Cabinet Office Ordinance and Supervisory Guidelines Concerning Review of Firewall Regulations, Etc.”
Magazine Article: ”Outline of Proposed Amendments to Cabinet Office Ordinances, Etc. Concerning Revision of Firewall Regulations - Relaxation of 'Entrance Regulations' while Strengthening Preventive Measures Against Adverse Effects for 'Exits'”
Book: "Financial Transaction Rule Book for Compliance"
Book: "Q&A: The Japanese FSA's 2016-2017 Strategic Directions and Priorities"

Mana Watanabe：Publications

Book: "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book: "Practical Guidance on Financial Service Intermediary Business"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"

Kunimasa Fukushima：Publications

Book: "Legal Knowledge Upon Reaching 18: Protecting Yourself as a Grown-up"
Book: "The Rule Book of Financial Transactions for Compliance (2022 ed.)"

Mari Sato：Publications

Book: "Annual Summary of Labor-Related Court Decisions and Orders (2024 Edition)"
Book Article: "Guide to Handling Harassment Cases: Boilerplates for Content Certification, Complaints, and Other Documents [2nd ed.]"
Magazine Article: "Lawyer's Selection: Important Court Decisions on Labor - Vol. 323: Hotel Station Group Case (Demand for Payment of Wages for Work Outside Working Hours, such as Before Starting Time, and Demand for Leave Allowance in the COVID-19 Pandemic)"
Book Other: "Six Major Laws on Chinese Economy (2022 Expanded Edition)"
Magazine Article: "Lawyer's Selection: Important Court Decisions on Labor - Vol. 281: Mizuho Business Partner Case (Validity of Ordinary Dismissal on the Grounds of Multiple Operational Errors and Sexual Harassment)"

Takanori Kido：Publications

Book: "100 Q&A: Complying with Global Data Protection Laws"
Magazine Article: "Practical Issues of Utilization of Personal Information (1): Provision to Third Parties and Disclosure of Personal Data in Relation to Deposit Services"
Magazine Article: "Practical Handling of Shareholders Meetings in 2023 (7): Trends Concerning Advisory Policy of Proxy Advisory Firms and Proxy Voting Guidelines for Institutional Investors (Part 2)"
Magazine Article: "Practical Handling of Shareholders Meetings in 2023 (7): Trends Concerning Advisory Policy of Proxy Advisory Firms and Proxy Voting Guidelines for Institutional Investors (Part 1)"
Magazine Article: "Essential Information on Global Personal Information Regulations, in the Form of Dialogue (3): Overview of Personal Information Regulations in Various Countries (Part 1)　(Europe and USA)”

Kazuki Shoda：Publications

Book: "Generative AI and Intellectual Property / Personal Information Q&A"

Mayu Yarinome：Publications

Book: "Generative AI and Intellectual Property / Personal Information Q&A"

Shuya Nomura：Publications

Book: "Introduction to Legal Thinking for Those Who Want to be More Persuasive"
Book: "Legal Issues and Corporate Governance on Sustainability"
Magazine Panel Discussion: "Round-Table Talk Commemorating the 25th Anniversary of Foundation: Corporate Legal Practice in an Era of Change - Summary and Grand Design (1)"
Magazine Panel Discussion: "Compliance in an Era of Change"
Magazine Article: "Decision of the First Petty Bench of the Supreme Court (July 9, 2009) on Internal Control Systems"