"Compliance by Financial Institutions: This Month's Topic and Practical Responses (4) - Recent Court Decisions on Sale and Solicitation of Risk Instruments and Key Points for Compliance with Suitability Rules and Other Regulations"

Details

Author	Daisuke Oda
Related Practice Areas	Corporate Governance Regulatory/Regulated Transactions
Language	Japanese
Publication	Financial Compliance
Date of Publication	January 2011
Link	Banking Education Co., Ltd.

Article: "Examination of M&A, Noting the Risk of Human Rights Violations - Keeping Up with the Recent Rise in Societal Demands"
Book: "Compliance for Bank Clerks [Expanded 14th ed.]"
Book: "Compliance for Managers [Expanded 15th ed.]"
Magazine Article: "M&A and Shareholder Activism"
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Article: "International Comparative Legal Guide to: Aviation Law 2024 - Regulations on Drone Flights in Japan"
Book: "Compliance for Bank Clerks [Expanded 14th ed.]"
Book: "Compliance for Managers [Expanded 15th ed.]"
Article: "Will Your Terms of Use Become Invalid? - Points to Review Based on Cases of Injunctive Relief"
Article: "International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"

Book: "Compliance for Bank Clerks [Expanded 14th ed.]"
Book: "Compliance for Managers [Expanded 15th ed.]"
Article: "In Depth: Anti-Money Laundering"
Magazine Article: "Future Principles-Based and Rules-Based Policies Based on the JFSA Strategic Priorities"
Magazine Article: "Reviewing and Handling Legal Issues When Using Cloud Services – Focusing on Issues under the Act on the Protection of Personal Information"