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Magazine Article
"Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"

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Author	【Co-Author】 Daisuke Oda Mana Watanabe Yuta Miyamoto
Related Practice Areas	Financial Regulation Insurance Payment Services/Electronic Money Financial Services Disputes Settlement and Funds Transfers Insurtech Cryptoassets and Blockchain Fund-raising Financing and Guarantees Cybersecurity and AML Corporate Financial Accounting and Personal Finance Management Asset Management Financial Services Intermediation DX Support Services for Financial Institutions
Language	Japanese
Publication	Kinyu Homu Jijo No.2165
Date of Publication	July 10, 2021
Note	Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 6)
Link	KINZAI Institute for Financial Affairs, Inc.

Financial Regulation：Publications

Magazine Article: "Recent Trends in JBA TIBOR Fallbacks"
Magazine: "NFT Utilization and Policy Trends"
Magazine Article: "Major Laws Passed at the 208th Ordinary Session of the Diet and their Effect on Business Practice"
Magazine Article: "Lack of "Value-Added Financing" for Start-ups in Japan"
Book Other: "NFT Business: An Explanation Using Pictures (Korean Version)"

Insurance：Publications

Article: "The International Comparative Legal Guide to: Insurance & Reinsurance 2022 - Japan Chapter"
Book: "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Article: "Chambers Global Practice Guides Insurance & Reinsurance 2022 - Japan Trends and Developments"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Leading Financial Legal Practice: Consideration of Suitability in Relation to Foreign Currency Denominated Insurance - Focusing on Tokyo District Court Decision Dated November 6, 2020"

Payment Services/Electronic Money：Publications

Book: "Law and Practice for App Businesses"
Magazine: "Legal Issues Concerning Transactions in Virtual Spaces"
Magazine: "NFT Utilization and Policy Trends"
Magazine Article: "Major Laws Passed at the 208th Ordinary Session of the Diet and their Effect on Business Practice"
Book Other: "NFT Business: An Explanation Using Pictures (Korean Version)"

Financial Services Disputes：Publications

Article: ”Getting the Deal Through - Risk & Compliance Management 2022 - Japan Chapter”
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Article: "Getting the Deal Through - Risk & Compliance Management 2021 - Japan Chapter"

Settlement and Funds Transfers：Publications

Magazine: "Legal Issues Concerning Transactions in Virtual Spaces"
Article: "Global Legal Insights - Fintech 2022 - Vietnam Chapter"
Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Book: "NFT Business: An Explanation Using Pictures"
Book Article: "Legal Affairs for Platform Businesses [2nd ed.]"

Insurtech：Publications

Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Book: "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"

Cryptoassets and Blockchain：Publications

Magazine: "Legal Issues Concerning Transactions in Virtual Spaces"
Magazine: "NFT Utilization and Policy Trends"
Article: "Global Legal Insights - Fintech 2022 - Vietnam Chapter"
Book Other: "NFT Business: An Explanation Using Pictures (Korean Version)"
Magazine Article: "Corporate Legal Affairs Frontier: What are NFTs (Non-Fungible Tokens) ?"

Fund-raising：Publications

Article: "Global Legal Insights - Fintech 2022 - Vietnam Chapter"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Instruction for Security Token Offering of Tokenized Debt or Stock"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"

Financing and Guarantees：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 3): Restriction on Activities and System Development - (1) Obligation to Execute Businesses in a Fair and Sincere Manner and Obligation to Provide Information"
Book: "Future Report on Digital Finance 2020"

Cybersecurity and AML：Publications

Magazine Article: "The International Comparative Legal Guide to: Cybersecurity 2023 - Japan Chapter"
Magazine: "Legal Issues Concerning Transactions in Virtual Spaces"
Magazine: "NFT Utilization and Policy Trends"
Magazine Article: "Economic Security for Corporate Legal Affairs (Final): 11 Key Fields for Understanding Economic Security - Protection of State Secrets (Security Clearance), Research Integrity, and Immigration Control"
Book Other: "NFT Business: An Explanation Using Pictures (Korean Version)"

Corporate Financial Accounting and Personal Finance Management：Publications

Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Book: "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"

Asset Management：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 3): Restriction on Activities and System Development - (1) Obligation to Execute Businesses in a Fair and Sincere Manner and Obligation to Provide Information"
Magazine Article: "Legal Issues and Practice of Cryptocurrency"

Financial Services Intermediation：Publications

Article: "Global Legal Insights - Fintech 2022 - Vietnam Chapter"
Book: "Practical Guidance on Financial Service Intermediary Business"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"

DX Support Services for Financial Institutions：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 3): Restriction on Activities and System Development - (1) Obligation to Execute Businesses in a Fair and Sincere Manner and Obligation to Provide Information"
Magazine Article: "Aims of Businesses Partcipating in "My Number" Card Point-Reward Program and Expectations for Regional Banks"

Daisuke Oda：Publications

Book: "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book: "Compliance for Managers [Expanded 13th ed.]"
Book: "Compliance for Bank Clerks [Expanded 12th ed.]"
Book: "Practical Guidance on Financial Service Intermediary Business"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"

Mana Watanabe：Publications

Book: "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book: "Practical Guidance on Financial Service Intermediary Business"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"

Yuta Miyamoto：Publications

Magazine Article: "2022 Amendment to the Code of Civil Procedure (Utilization of IT in Civil Procedure, Etc.)"
Book: "Practical Guidance on Financial Service Intermediary Business"
Magazine Article: "Case Studies and Practical Points to Consider to Avoid Being Subject to an Obligee's Right to Demand the Rescission of a Fraudulent Act"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Book: "Annual Summary of Labor-Related Court Decisions and Orders (2021 Edition)"