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Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 3): Restriction on Activities and System Development - (1) Obligation to Execute Businesses in a Fair and Sincere Manner and Obligation to Provide Information"

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Author	【Co-Author】 Daisuke Oda Mana Watanabe
Related Practice Areas	Financial Regulation Insurance Payment Services/Electronic Money Financial Services Disputes Settlement and Funds Transfers Insurtech Cryptoassets and Blockchain Fund-raising Financing and Guarantees Cybersecurity and AML Corporate Financial Accounting and Personal Finance Management Asset Management Financial Services Intermediation DX Support Services for Financial Institutions
Language	Japanese
Publication	Kinyu Homu Jijo No.2159
Date of Publication	April 10, 2021
Link	KINZAI Institute for Financial Affairs, Inc.

Financial Regulation：Publications

Book: "NFT Market Entry Manual for Creators"
Magazine Panel Discussion: ”Round-Table Talk: Talk about the Metaverse”
Magazine Article: "Zoom In: Key Points Regarding Financing Using Investment Crowdfunding - Accurate and Full Disclosure of the Purpose of Use of Funds, Etc. is Essential"
Book: ”Comprehensive Analysis of M&A Laws of Japan, 2nd edition”
Magazine Article: "Outlook for and Legal Issues of Metaverse"

Insurance：Publications

Article: "The International Comparative Legal Guide to: Insurance & Reinsurance 2022 - Japan Chapter"
Book: "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Article: "Chambers Global Practice Guides Insurance & Reinsurance 2022 - Japan Trends and Developments"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Leading Financial Legal Practice: Consideration of Suitability in Relation to Foreign Currency Denominated Insurance - Focusing on Tokyo District Court Decision Dated November 6, 2020"

Payment Services/Electronic Money：Publications

Book: "NFT Market Entry Manual for Creators"
Magazine Panel Discussion: ”Round-Table Talk: Talk about the Metaverse”
Book: "Law and Practice for App Businesses"
Magazine Article: "Outlook for and Legal Issues of Metaverse"
Magazine: "Legal Issues Concerning Transactions in Virtual Spaces"

Financial Services Disputes：Publications

Article: ”Getting the Deal Through - Risk & Compliance Management 2022 - Japan Chapter”
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"

Settlement and Funds Transfers：Publications

Magazine Panel Discussion: ”Round-Table Talk: Talk about the Metaverse”
Magazine Article: "Outlook for and Legal Issues of Metaverse"
Magazine: "Legal Issues Concerning Transactions in Virtual Spaces"
Article: "Global Legal Insights - Fintech 2022 - Vietnam Chapter"
Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"

Insurtech：Publications

Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Book: "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"

Cryptoassets and Blockchain：Publications

Book: "NFT Market Entry Manual for Creators"
Magazine Panel Discussion: ”Round-Table Talk: Talk about the Metaverse”
Magazine Article: "Outlook for and Legal Issues of Metaverse"
Magazine: "Legal Issues Concerning Transactions in Virtual Spaces"
Magazine: "NFT Utilization and Policy Trends"

Fund-raising：Publications

Magazine Article: "Zoom In: Key Points Regarding Financing Using Investment Crowdfunding - Accurate and Full Disclosure of the Purpose of Use of Funds, Etc. is Essential"
Article: "Global Legal Insights - Fintech 2022 - Vietnam Chapter"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"

Financing and Guarantees：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Book: "Future Report on Digital Finance 2020"

Cybersecurity and AML：Publications

Book: "NFT Market Entry Manual for Creators"
Magazine Panel Discussion: ”Round-Table Talk: Talk about the Metaverse”
Magazine Article: "Outlook for and Legal Issues of Metaverse"
Magazine Article: "The International Comparative Legal Guide to: Cybersecurity 2023 - Japan Chapter"
Magazine: "Legal Issues Concerning Transactions in Virtual Spaces"

Corporate Financial Accounting and Personal Finance Management：Publications

Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Book: "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"

Asset Management：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Magazine Article: "Legal Issues and Practice of Cryptocurrency"

Financial Services Intermediation：Publications

Article: "Global Legal Insights - Fintech 2022 - Vietnam Chapter"
Book: "Practical Guidance on Financial Service Intermediary Business"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"

DX Support Services for Financial Institutions：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Magazine Article: "Aims of Businesses Partcipating in "My Number" Card Point-Reward Program and Expectations for Regional Banks"

Daisuke Oda：Publications

Book: "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book: "Compliance for Managers [Expanded 13th ed.]"
Book: "Compliance for Bank Clerks [Expanded 12th ed.]"
Book: "Practical Guidance on Financial Service Intermediary Business"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"

Mana Watanabe：Publications

Book: "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book: "Practical Guidance on Financial Service Intermediary Business"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"