Magazine
Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 3): Restriction on Activities and System Development - (1) Obligation to Execute Businesses in a Fair and Sincere Manner and Obligation to Provide Information"
Details
Author |
|
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Related Practice Areas | Financial Regulation Insurance Payment Services/Electronic Money Financial Services Disputes Settlement and Funds Transfers Insurtech Cryptoassets and Blockchain Fund-raising Financing and Guarantees Cybersecurity and AML Corporate Financial Accounting and Personal Finance Management Asset Management Financial Services Intermediation DX Support Services for Financial Institutions |
Language | Japanese |
Publication |
Kinyu Homu Jijo No.2159 |
Date of Publication | April 10, 2021 |
Link |
KINZAI Institute for Financial Affairs, Inc. |
Financial Regulation:Publications
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Insurance:Publications
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- "International Comparative Legal Guide to: Insurance & Reinsurance 2024 - Japan Chapter"
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- "Chambers Global Practice Guide Insurance & Reinsurance 2024 - Trends and Developments"
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- "Chambers Global Practice Guide Insurance Litigation 2023 - Trends and Developments"
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- "International Comparative Legal Guide to: Insurance & Reinsurance 2023 - Japan Chapter"
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- "Commentary: Insurance Business Act [2nd ed.]"
Payment Services/Electronic Money:Publications
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- "Legal Issues Regarding DAO"
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- "Regulatory Trends Concerning Stable Coins in the US, UK, Europe, and Singapore"
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- "Legal Issues Concerning NFT"
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- "Cryptoassets Law (2nd ed.)"
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Financial Services Disputes:Publications
- Magazine Article
- "Legal Issues in Recent Securities Litigation (5; Final): Identification of Shares Subject to Claims for Damages and the Starting Point for Calculating Damages for Delay"
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- "Legal Issues in Recent Securities Litigation (2): False Statements, Etc. in Non-financial Information"
- Magazine Article
- "Legal Issues in Recent Securities Litigation (1): Significance of False Statements in Important Matters"
- Book
- "Cryptoassets Law (2nd ed.)"
- Article
- "Getting the Deal Through - Risk & Compliance Management 2023 - Japan Chapter"
Settlement and Funds Transfers:Publications
- Magazine Article
- "Legal Issues Regarding DAO"
- Magazine Article
- "Regulatory Trends Concerning Stable Coins in the US, UK, Europe, and Singapore"
- Magazine Article
- "Legal Issues Concerning NFT"
- Book Article
- "Fundamentals of Legal Practice Regarding Blockchains and Latest Trends - From Regulations on Crypto-Assets to NFT"
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Insurtech:Publications
- Magazine Article
- "The Financial Technology Law Review Sixth Edition - Japan Chapter"
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- "The Financial Technology Law Review Fifth Edition - Japan Chapter"
- Book
- "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
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- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
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- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Cryptoassets and Blockchain:Publications
- Magazine Article
- "Legal Issues Regarding DAO"
- Magazine Article
- "Regulatory Trends Concerning Stable Coins in the US, UK, Europe, and Singapore"
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- "Legal Issues Concerning NFT"
- Book
- "Cryptoassets Law (2nd ed.)"
- Magazine Article
- "Global Legal Insights - Fintech 2023 - Vietnam Chapter"
Fund-raising:Publications
- Magazine Article
- "Legal Issues Regarding DAO"
- Book
- "Cryptoassets Law (2nd ed.)"
- Book Article
- "Fundamentals of Legal Practice Regarding Blockchains and Latest Trends - From Regulations on Crypto-Assets to NFT"
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- "Asking Attorney Masafumi Masuda about Everything You Should Already Know about Web3, NFT, and Metaverse"
- Magazine Article
- "Zoom In: Key Points Regarding Financing Using Investment Crowdfunding - Accurate and Full Disclosure of the Purpose of Use of Funds, Etc. is Essential"
Financing and Guarantees:Publications
- Magazine Article
- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
- Magazine Article
- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
- Magazine Article
- "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
- Magazine Article
- "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
- Book
- "Future Report on Digital Finance 2020"
Cybersecurity and AML:Publications
- Magazine Article
- "Legal Issues Regarding DAO"
- Article
- "In Depth: Anti-Money Laundering"
- Book Article
- "Fundamentals of Legal Practice Regarding Blockchains and Latest Trends - From Regulations on Crypto-Assets to NFT"
- Magazine Article
- "Corporate Legal Affairs Frontier (No.248): metaverse"
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- "Details Regarding the Hosting of the 21st International Symposium by the Competition Policy Research Center, Japan Fair Trade Commission"
Corporate Financial Accounting and Personal Finance Management:Publications
- Magazine Article
- "The Financial Technology Law Review Sixth Edition - Japan Chapter"
- Magazine Article
- "The Financial Technology Law Review Fifth Edition - Japan Chapter"
- Book
- "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
- Magazine Article
- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
- Magazine Article
- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Asset Management:Publications
- Book
- "Cryptoassets Law (2nd ed.)"
- Book
- "New Private Banking - For Primary PB Examination (Part 1)"
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- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
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- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
- Magazine Article
- "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Financial Services Intermediation:Publications
- Magazine Article
- "Global Legal Insights - Fintech 2023 - Vietnam Chapter"
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- Book
- "Practical Guidance on Financial Service Intermediary Business"
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- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
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- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
DX Support Services for Financial Institutions:Publications
- Magazine Article
- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
- Magazine Article
- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
- Magazine Article
- "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
- Magazine Article
- "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
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- "Aims of Businesses Partcipating in "My Number" Card Point-Reward Program and Expectations for Regional Banks"
Daisuke Oda:Publications
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Mana Watanabe:Publications
- Book
- "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
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- "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
- Magazine Article
- "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
- Magazine Article
- "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"