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Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 3): Restriction on Activities and System Development - (1) Obligation to Execute Businesses in a Fair and Sincere Manner and Obligation to Provide Information"

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Author	【Co-Author】 Daisuke Oda Mana Watanabe
Related Practice Areas	Financial Regulation Insurance Payment Services/Electronic Money Financial Services Disputes Settlement and Funds Transfers Insurtech Cryptoassets and Blockchain Fund-raising Financing and Guarantees Cybersecurity and AML Corporate Financial Accounting and Personal Finance Management Asset Management Financial Services Intermediation DX Support Services for Financial Institutions
Language	Japanese
Publication	Kinyu Homu Jijo No.2159
Date of Publication	April 10, 2021
Link	KINZAI Institute for Financial Affairs, Inc.

Financial Regulation：Publications

Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Magazine Article: "Legal Issues Regarding NFTs (Non-Fungible Tokens)"
Magazine Article: "NFT Laws (Basic) - Expanding to Art, Sports, and Other Fields"
Book: "Investment Control under the Foreign Exchange and Foreign Trade Act - Theory and Practices Based on Review Methods for Important Real Estate and FIRRMA"
Magazine Article: "Key Legal and Tax Points Regarding Share Purchase Options and Stock Options Granted for Consideration"

Insurance：Publications

Article: "The International Comparative Legal Guide to: Insurance & Reinsurance 2022 - Japan Chapter"
Book: "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Article: "Chambers Global Practice Guides Insurance & Reinsurance 2022 - Japan Trends and Developments"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Leading Financial Legal Practice: Consideration of Suitability in Relation to Foreign Currency Denominated Insurance - Focusing on Tokyo District Court Decision Dated November 6, 2020"

Payment Services/Electronic Money：Publications

Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Magazine Article: "Legal Issues Regarding NFTs (Non-Fungible Tokens)"
Magazine Article: "NFT Laws (Basic) - Expanding to Art, Sports, and Other Fields"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Book: "Textbook for NFT: From Business, Blockchain, and Law to Accounting - The Future of NFT, When Digital Data Become Assets"

Financial Services Disputes：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Article: "Getting the Deal Through - Risk & Compliance Management 2021 - Japan Chapter"

Settlement and Funds Transfers：Publications

Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Book: "NFT Business: An Explanation Using Pictures"
Book Article: "Legal Affairs for Platform Businesses [2nd ed.]"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"

Insurtech：Publications

Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Book: "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"

Cryptoassets and Blockchain：Publications

Magazine Article: "Legal Issues Regarding NFTs (Non-Fungible Tokens)"
Magazine Article: "NFT Laws (Basic) - Expanding to Art, Sports, and Other Fields"
Book: "NFT Business: An Explanation Using Pictures"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Book: "Textbook for NFT: From Business, Blockchain, and Law to Accounting - The Future of NFT, When Digital Data Become Assets"

Fund-raising：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Instruction for Security Token Offering of Tokenized Debt or Stock"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"

Financing and Guarantees：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Book: "Future Report on Digital Finance 2020"

Cybersecurity and AML：Publications

Magazine Article: "Legal Issues Regarding NFTs (Non-Fungible Tokens)"
Magazine Article: "NFT Laws (Basic) - Expanding to Art, Sports, and Other Fields"
Book: "NFT Business: An Explanation Using Pictures"
Article: "The International Comparative Legal Guide to: Cybersecurity 2022 - Japan Chapter"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"

Corporate Financial Accounting and Personal Finance Management：Publications

Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Book: "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"

Asset Management：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Magazine Article: "Legal Issues and Practice of Cryptocurrency"

Financial Services Intermediation：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Magazine Panel Discussion: "Round-Table Talk: Issues and Outlook for Legislation on Payment and Financial Service Intermediary Businesses (Part 3) Financial Service Intermediary Businesses"

DX Support Services for Financial Institutions：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Magazine Article: "Aims of Businesses Partcipating in "My Number" Card Point-Reward Program and Expectations for Regional Banks"

Daisuke Oda：Publications

Book: "Compliance for Managers [Expanded 13th ed.]"
Book: "Compliance for Bank Clerks [Expanded 12th ed.]"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"

Mana Watanabe：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Book: "Financial Transaction Rule Book for Compliance [2020 version]"