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Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 3): Restriction on Activities and System Development - (1) Obligation to Execute Businesses in a Fair and Sincere Manner and Obligation to Provide Information"

Details

Author	【Co-Author】 Daisuke Oda Mana Watanabe
Related Practice Areas	Financial Regulation Insurance Payment Services/Electronic Money Financial Services Disputes Settlement and Funds Transfers Insurtech Cryptoassets and Blockchain Fund-raising Financing and Guarantees Cybersecurity and AML Corporate Financial Accounting and Personal Finance Management Asset Management Financial Services Intermediation DX Support Services for Financial Institutions
Language	Japanese
Publication	Kinyu Homu Jijo No.2159
Date of Publication	April 10, 2021
Link	KINZAI Institute for Financial Affairs, Inc.

Financial Regulation：Publications

Magazine Article: "Legal Commentary: How to Handle Procedures such as Preparation of Applications - Practical Issues Regarding Application for Extending the Due Date for Submission of Annual Securities Reports, Etc."
Magazine Article: "Legal Issues Concerning NFT"
Magazine Article: "Practical Q&A On the Financial Instruments and Exchange Act Part 33: Significance of 'Services Involving Public Relations' and 'Material Information' with Respect to Fair Disclosure Rules"
Magazine Article: "Practical Issues Concerning Notification Prior to Listing Approval for IPOs (Form S-1)"
Book: "Cryptoassets Law (2nd ed.)"

Insurance：Publications

Article: "Chambers Global Practice Guide Insurance Litigation 2023 - Trends and Developments"
Magazine Article: "International Comparative Legal Guide to: Insurance & Reinsurance 2023 - Japan Chapter"
Book: "Commentary: Insurance Business Act [2nd ed.]"
Magazine Article: "Chambers Global Practice Guides Insurance & Reinsurance 2023 - Japan Trends and Developments"
Magazine Article: ”The Ever-Changing Nature of 'Customer-First' Principles and Their Goal”

Payment Services/Electronic Money：Publications

Magazine Article: "Legal Issues Concerning NFT"
Book: "Cryptoassets Law (2nd ed.)"
Magazine Article: "Global Legal Insights - Fintech 2023 - Vietnam Chapter"
Book Article: "Fundamentals of Legal Practice Regarding Blockchains and Latest Trends - From Regulations on Crypto-Assets to NFT"
Magazine Article: "Corporate Legal Affairs Frontier (No.248): metaverse"

Financial Services Disputes：Publications

Book: "Cryptoassets Law (2nd ed.)"
Article: "Getting the Deal Through - Risk & Compliance Management 2023 - Japan Chapter"
Article: ”Getting the Deal Through - Risk & Compliance Management 2022 - Japan Chapter”
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"

Settlement and Funds Transfers：Publications

Magazine Article: "Legal Issues Concerning NFT"
Book Article: "Fundamentals of Legal Practice Regarding Blockchains and Latest Trends - From Regulations on Crypto-Assets to NFT"
Magazine Article: "Corporate Legal Affairs Frontier (No.248): metaverse"
Magazine Article: "The Financial Technology Law Review Sixth Edition - Japan Chapter"
Magazine Article: "Details Regarding the Hosting of the 21st International Symposium by the Competition Policy Research Center, Japan Fair Trade Commission"

Insurtech：Publications

Magazine Article: "The Financial Technology Law Review Sixth Edition - Japan Chapter"
Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Book: "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"

Cryptoassets and Blockchain：Publications

Magazine Article: "Legal Issues Concerning NFT"
Book: "Cryptoassets Law (2nd ed.)"
Magazine Article: "Global Legal Insights - Fintech 2023 - Vietnam Chapter"
Book Article: "Fundamentals of Legal Practice Regarding Blockchains and Latest Trends - From Regulations on Crypto-Assets to NFT"
Magazine Article: "Corporate Legal Affairs Frontier (No.248): metaverse"

Fund-raising：Publications

Book: "Cryptoassets Law (2nd ed.)"
Book Article: "Fundamentals of Legal Practice Regarding Blockchains and Latest Trends - From Regulations on Crypto-Assets to NFT"
Book: "Asking Attorney Masafumi Masuda about Everything You Should Already Know about Web3, NFT, and Metaverse"
Magazine Article: "Zoom In: Key Points Regarding Financing Using Investment Crowdfunding - Accurate and Full Disclosure of the Purpose of Use of Funds, Etc. is Essential"
Article: "Global Legal Insights - Fintech 2022 - Vietnam Chapter"

Financing and Guarantees：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Book: "Future Report on Digital Finance 2020"

Cybersecurity and AML：Publications

Book Article: "Fundamentals of Legal Practice Regarding Blockchains and Latest Trends - From Regulations on Crypto-Assets to NFT"
Magazine Article: "Corporate Legal Affairs Frontier (No.248): metaverse"
Magazine Article: "Details Regarding the Hosting of the 21st International Symposium by the Competition Policy Research Center, Japan Fair Trade Commission"
Magazine Article: "Mondaq Comparative Guides Cybersecurity - Japan Chapter"
Book: "Manga Guide to NFT Business"

Corporate Financial Accounting and Personal Finance Management：Publications

Magazine Article: "The Financial Technology Law Review Sixth Edition - Japan Chapter"
Magazine Article: "The Financial Technology Law Review Fifth Edition - Japan Chapter"
Book: "6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"

Asset Management：Publications

Book: "Cryptoassets Law (2nd ed.)"
Book: "New Private Banking - For Primary PB Examination (Part 1)"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"

Financial Services Intermediation：Publications

Magazine Article: "Global Legal Insights - Fintech 2023 - Vietnam Chapter"
Article: "Global Legal Insights - Fintech 2022 - Vietnam Chapter"
Book: "Practical Guidance on Financial Service Intermediary Business"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"

DX Support Services for Financial Institutions：Publications

Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Magazine Article: "Aims of Businesses Partcipating in "My Number" Card Point-Reward Program and Expectations for Regional Banks"

Daisuke Oda：Publications

Book: "Compliance for Bank Clerks [Expanded 13th ed.]"
Book: "Compliance for Managers [Expanded 14th ed.]"
Book: "Financing Approaches that do not Rely on Management Guarantees"
Book: "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book: "Compliance for Managers [Expanded 13th ed.]"

Mana Watanabe：Publications

Book: "The Rule Book of Financial Transactions for Compliance (2022 ed.)"
Book: "Practical Guidance on Financial Service Intermediary Business"
Magazine Article: "Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7):　Analysis Based on Public Comments on　Government Ordinances and Supervision Guidelines"
Magazine Article: "Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article: "Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"