Book
"The Rule Book of Financial Transactions for Compliance (2022 ed.)"

Details

Author
Related Practice Areas Regulatory/Regulated Transactions Finance
Language Japanese
Date of Publication April 15, 2022
Note Price:¥3,000(tax included)
Number of pages:528
ISBN:9784765746700
Link Banking Education Co., Ltd.

Regulatory/Regulated Transactions:Publications

Book
"Law and Practice for App Businesses"
Magazine Article
"The International Comparative Legal Guide to: Cybersecurity 2023 - Japan Chapter"
Magazine Article
"Recent Trends in the Protection of Children in European and U.S. Personal Data Protection Regulations and Implications for Japan - Focusing on the UK Children's Code"
Magazine Article
"Foreign Exchange and Foreign Trade Act and Activists - Countermeasures that can be Taken by Japanese Corporations Against Activists Under the Foreign Exchange and Foreign Trade Act"
Magazine Article
"Security Clearance Systems in the U.S. and Japan and a New System Similar to Security Clearance that is Being Discussed in Japan"

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Finance:Publications

Magazine Article
"Recent Trends in JBA TIBOR Fallbacks"
Article
"Chambers Global Practice Guides Banking & Finance 2022 – Japan Chapter"
Article
"The Venture Capital Law Review 2nd Edition - Japan Chapter"
Article
"The International Comparative Legal Guide to: Construction & Engineering Law and Regulations 2022 - Japan Chapter"
Magazine Article
"(Editorial) Designing Enterprise Mortgages Under Japanese Law – Recent Discussions at the Legislative Council of the Ministry of Justice"

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Daisuke Oda:Publications

Book
"Compliance for Managers [Expanded 13th ed.]"
Book
"Compliance for Bank Clerks [Expanded 12th ed.]"
Book
"Practical Guidance on Financial Service Intermediary Business"
Magazine Article
"Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
Magazine Article
"Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"

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Tsuyoshi Shirakawa:Publications

Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Magazine Article
""Common KPIs" and Customer-Centered Sales Activities of Investment Trusts"
Book
"Financial Transaction Rule Book for Compliance"
Book
"Legal Practice for Investment Trusts and Investment Corporations"
"Provision-by-Provision Explanation of the Financial Instruments and Exchange Act Vol. 2"

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Kazuo Yoshida:Publications

Book
"Q&A: Digital Health and Law [2nd ed.]"
Article
"The International Comparative Legal Guide to: Insurance & Reinsurance 2022 - Japan Chapter"
Book
"6000 Legal Measures for Financial Institutions Vol. III - Incidental Services, Peripheral Services, and Fintech"
Article
"Chambers Global Practice Guides Insurance & Reinsurance 2022 - Japan Trends and Developments"
Magazine Article
"Leading Financial Legal Practice: Consideration of Suitability in Relation to Foreign Currency Denominated Insurance - Focusing on Tokyo District Court Decision Dated November 6, 2020"

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Masaki Yukawa:Publications

Magazine Article
"The International Comparative Legal Guide to: Cybersecurity 2023 - Japan Chapter"
Magazine Article
"Special Feature1: Responding to Strengthened Ad Governance: Key Points of Advertising Display Restrictions by Industry - Advertising Display Restrictions in the Financial Industry - Importance of Understanding Information that Should be Displayed or not"
Article
"Getting the Deal Through - Financial Services M&A 2022 - Japan Chapter"
Article
"Chambers Global Practice Guides TMT 2022 - Japan Chapter"
Book
"6000 Legal Measures for Financial Institutions Vol. I - Definition and Compliance of Financial Institutions"

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Takanori Shinohara:Publications

Book
"Practical Guidance on Financial Service Intermediary Business"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Book Article
"Key Practical Issues of Reforms to the Civil Code (Law of Obligations)"
Book
"Q&A on Practical Use of Guidelines for Manager's Guarantees: How to Proceed with Financing Without Relying on Collateral or Guarantees"
Book
"Explanation Based on Business Situations: How Corporate Practice Will Change Due to the Civil Code Amendment"

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Hiroshi Shirane:Publications

Magazine Article
"Initial Responses to Fraud and Misconduct by Category (Part 4): Transactions with Anti-Social Forces"
Book
"Compliance for Managers [Expanded 13th ed.]"
Book
"Compliance for Bank Clerks [Expanded 12th ed.]"
Magazine Article
"Corporate Legal Affairs: The 2021 Amendments to the Banking Act"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"

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Kazuhisa Kita:Publications

Book
"Annual Summary of Labor-Related Court Decisions and Orders (2022 Edition)"
Magazine Article
"Lecture on Legal Basics for the Practice of Law (81): Foreign Workers"
Book Article
"Regulations on Autonomous Cars and MaaS Businesses"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Article
"Lawyer's Selection: Important Court Decisions on Labor - Vol. 220: Case of Panasonic Advanced Technology Development (Ordinary Dismissal for Reasons Including Breach of Instructions and Orders or Slander Against or Defamation of Superiors)"

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Takahiro Iijima:Publications

Article
"The Venture Capital Law Review 2nd Edition - Japan Chapter"
Book
"Voluntary Nominating Committees and Remuneration Committees in Practice"
Magazine Article
"The Financial Technology Law Review Fifth Edition - Japan Chapter"
Article
"The Venture Capital Law Review 1st Edition - Japan Chapter"
Article
"The Financial Technology Law Review Fourth Edition - Japan Chapter"

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Go Chihara:Publications

Book Other
"Practical Guide to the Corporate Governance Code (4th ed.)"
Magazine Article
"Corporate Legal Affairs – Three Points for Understanding Amendments to the Whistleblower Protection Act"
Book
"Financial Transaction Rule Book for Compliance [2020 version]"
Book Article
"Practical Formats for Crisis Management Cases"
Magazine Article
"Corporate Legal Affairs - Explanation of Sports Organizations Governance Codes and the Difference From Corporate Governance Codes"

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Tsumugu Ogino:Publications

Book Other
"Practical Guide to the Corporate Governance Code (4th ed.)"
Magazine Article
"Analysis of Examples of Corporate Governance Reports that Comply with the Corporate Governance Code (2020 Edition)"
Magazine Article
"Analysis of Corporate Governance Reports: Disclosure under the CG Code in 2020 (Part 2)"
Magazine Article
"Analysis of Corporate Governance Reports: Disclosure under the CG Code in 2019 - Policy on Election and Dismissal of Senior Management and Officers' Compensation"
Magazine Article
"Analysis of Examples of Corporate Governance Reports that Comply with the Corporate Governance Code (2019 Edition)"

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Mana Watanabe:Publications

Book
"Practical Guidance on Financial Service Intermediary Business"
Magazine Article
"Q&A Systems and Practices of Financial Service Intermediary Businesses (Part 7): Analysis Based on Public Comments on Government Ordinances and Supervision Guidelines"
Magazine Article
"Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"

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Takanori Kido:Publications

Magazine Article
"Essential Information on Global Personal Information Regulations, in the Form of Dialogue (2): General Introduction (Part 2) - Overview of Matters to Deal with and Priorities"
Magazine Article
"Essential Information on Global Personal Information Regulations, in the Form of Dialogue (1): General Introduction (Part 1) - Necessity for Compliance"
Book
"Annual Summary of Labor-Related Court Decisions and Orders (2022 Edition)"
Article
"Lawyer's Selection: Important Court Decisions on Labor - Vol. 314: Case of The Open University of Japan Foundation (Validity of Non-Renewal under Provisions of Limitation on Renewal and Non-Renewal that were Subsequently Introduced)"
Book Article
"How to Promote New "Working-Style Reforms" in Research and Development Divisions - Performance Appraisal, Personnel Training, Building Relationships of Trust, and Progress Management"

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