Financial Services Disputes

A team experienced in litigating and resolving lawsuits related to financial transactions and financial instruments

We are a leading firm in providing reliable legal representation to participants in the financial industry in disputes, lawsuits, and alternative dispute resolution venues. The diverse clients we represent include banks; trust banks; financial services providers such as securities companies, investment management firms, and investment advisory firms; insurance companies; and other service providers. Our lawyers have knowledge and understanding of typical and atypical financial structures, business and economic objectives, and intricacies of complex transactions and issues involving financial services.

Financial Services Disputes:People

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Financial Services Disputes:Seminars

Apr. 25, 2018External Seminars
"ADBI-JFSA-OECD Roundtable on Insurance and Retirement Saving in Asia"

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Financial Services Disputes:Publications

Magazine Article
"Supervision and Regulation, Administrative Dispositions, Authorized Financial Service Intermediary Businesses Associations, Designated Dispute Resolution Organizations (Financial ADR), and Provisions Regarding Impacts on Other Laws and Regulations"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 5): Other Restriction on Activities, Etc. - Prohibition of Deposit of Money, Etc. and Regulations Regarding Use of Trade Names, Posting of Signs, and Statutory Books"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 4): Restriction on Activities and System Development - (2) Obligations Owed to Customers to Provide Information and Develop Systems"
Article
"Getting the Deal Through - Risk & Compliance Management 2021 - Japan Chapter"
Magazine Article
"Q&A on Systems and Practices of Financial Service Intermediary Businesses (Part 3): Restriction on Activities and System Development - (1) Obligation to Execute Businesses in a Fair and Sincere Manner and Obligation to Provide Information"

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